Improve upper bound for the de Bruijn–Newman constant to 0.1965 (certified record package)#101
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Summary
This updates the best known unconditional upper bound for the de Bruijn–Newman
constant from
([PT2021] applied to the Polymath15 criterion [P2019], the table's current
record) to
via the Polymath15 criterion ([P2019], Theorem 1.2) instantiated at the barrier$X = 6000000185827$ with parameters $t_0 = 177/1000$ ,
$y_0 = \sqrt{39/1000}$ , $N_0 = 690988$ , so that
$C_{21} \le t_0 + y_0^2/2 = 1965/10000$ exactly. The only height input anywhere$X/2 = 3000000092913.5 \le T = 3000175332800$ , exact$350479773/2$ ). The same certificate chain certifies two intermediate
$t_0 = 71/400$ , giving $C_{21} \le 0.197$ exactly (secondary exhibit below),$t_0 = y_0 = 0.1809$ , giving
$C_{21} \le 0.197262405$ (exact terminating decimal) — see the prior-art
site
in the chain is [PT2021] (
slack
rungs of the ladder at the same site: the re-tuned record row
and the historical parameter row
section below, which is essential reading for this submission.
Framed against the public record:$C_{21} \le 0.197$ is a certified$C_{21} \le 0.20$ consequence of [PT2021]
$C_{21} \le 0.1965$ improves further and lies below the earlier uncertified
improvement below the recorded
(noted by Tao in the Polymath15 thread, April 2020 — the current table row);
0.1972624050 sighting (Rudolph, May 2020) at the same site. The history of
the bound at this RH height is: 0.22 ([P2019]) → 0.20 ([PT2021] + Tao's
comment) → uncertified 0.1972624050 (Rudolph's comment, never verified) →
certified 0.197 and 0.1965 (this submission).
Prior art (please read first)
This bound must not be read as a new numerical discovery. An essentially
0.1973-class computation at the same barrier site was publicly reported in
the comment thread of the Polymath15 announcement post on T. Tao's blog:
(#comment-554457):
the [PT2021] verification "immediately improves the upper bound Λ ≤ 0.22 in
the Polymath15 paper to Λ ≤ 0.20" — the step that became the current table
row.
(#comment-556524):
pursuing the paper's "extra decimals could be wrought out … We have not
pursued this" remark, derives
the mollified bound "becomes and stays larger than 0.03 for the choice
side let's take 0.1973"), and reports a winding number of 0 at the
barrier location
km-git-acc/dbn_upper_boundas evidence.That comment is parameter-exact prior art for the value class of this PR. It$C_{21} \le 0.197262405$ ), and$C_{21} \le 0.197$ exactly by re-tuning $(t_0, y_0)$ inside
was, however, never certified, written up, refereed, or independently
verified (no in-thread reply exists). The new content of this submission is
the certification: a machine-checkable certificate chain with two
mechanically independent verification lines for every ingredient, which
(a) certifies the comment's exact row (
(b) sharpens it to
the same certified slab. Full credit for identifying the site, the parameter
class, and the reachability of 0.197-class values from the [PT2021] height
belongs to that comment.
The headline bound: Λ ≤ 0.1965
at the barrier site$X = 6000000185827$ , parameters $t_0 = 177/1000$ ,
$y_0 = \sqrt{39/1000}$ , $N_0 = 690988$ , so that
$C_{21} \le t_0 + y_0^2/2 = 1965/10000$ exactly. Same height input$350479773/2$ ); same certified barrier slab$39/1000 \ge 0.1809^2$ , $0.1770 \le 0.1809$ ). This$0.1848895863 > 0.03$ at the row point). The prior-art section
([PT2021] only, exact slack
(containment exact:
value lies strictly beyond the 2020 comment's value class (0.1973) and —
as certified — beyond the reach of the Euler-2-class mollifier its
calculation used (certified grid-sharp Euler-2 maximum $0.0201508110 <
0.03$ at this row); the route runs through a certified Euler-3 mollifier
bound (
above is unaffected by this headline.
The certified legs of the 0.1965 chain (each with a standalone exit-0
verifier; line counts as in the paper's status table):
barrier region is strictly contained (exact-rational containments).
ball-certified
(4,309,013 contiguous points; min
zero-shared-code block-uniform certificate over the same box (margin
conversion chain (exponent alignment, cost
normalization/leak accounting, certified conservative;
routing through the reduction theorem, composite
sweeps into the row-parameterized binding theorem (error budget
0.03 threshold). The box-uniform tail covers all
(
the row's full hypothesis range).
Assembly certificate. The combined assembly manifest (bundle directory
$C_{21} \le t_0 + y_0^2/2 = 177/1000 + 39/2000 = 393/2000 = 0.1965$ $[X,\infty)$ with certified splice overlap $\ge 125663718.7099$ ,$\ge 0.0060665140$ floor-truncated) in
certified1965/assembly_1965/) binds the legs: a citation-arithmeticpackage whose standalone verifier re-derives the exact assembly
exactly and gates every joint (containments, identities, gap-free window
tiling of
margins, composite finite-leg floor
exact rational / outward-rounded interval arithmetic — 52 checks,
exit 0, re-run from a clean copy. An independent second-line sign-off
on the assembled statement (bundle directory
certified1965/assembly_secondline/; zero shared code, 42 gates,exit 0) re-establishes the exact record arithmetic and every joint,
machine-reproduces the certified anchor values in two parameter regimes,
and adds a falsification probe at an in-window point; no discrepancy
found. Chain completed 2026-06-12; sign-off same day.
Secondary exhibit: the intermediate record Λ ≤ 0.197
The same certificate chain certifies the re-tuned record row
$t_0 = 71/400$ , $y_0 = \sqrt{39/1000}$ at the same site, giving
$C_{21} \le 197/1000$ exactly — the intermediate rung of the ladder, and$-\infty$ ) of a certified interval endpoint or exact rational — never
the chain that the 0.1965 assembly builds on. All three hypotheses of
[P2019] Theorem 1.2 are discharged by certified
artifacts; every leg carries two independent verification lines with zero
shared code (C/Arb vs. from-scratch Python interval arithmetic / exact
rational arithmetic, formulas independently transcribed from the paper).
Every decimal digit string below is a machine-derived floor truncation
(toward
nearest-rounded.
both lines. (
every winding field
artifact 444/444 to ≥ 20 common digits — an independent re-validation of
the file linked in the 2020 comment. Second line: a zero-shared-code
interval recomputation of hash-chosen rectangles (selection seeded by the
sha256 of the first line's own output) plus a hash-seeded corner audit.
The stored-sums input matrix matches the sha256-pinned committed artifact
on all 7692 fields by exact string equality, and an independent 170-bit
line re-marched all 7688 components at 20 floor-truncated digits, 0 fail.
mollified selection bound is ball-certified
tail certificate covers all real
package gives
hypothesis range, and a record-binding lemma closes the assembly with
certified margin
an independent block-uniform interval certificate covers the entire range
with no gap, and an independent re-derivation of the binding lemma agrees
on the final budgets.
window covers
in pure integer arithmetic (no interval library;
intersecting Machin-type brackets).
Two reporting notes for the maintainers, found while certifying against the$y_0 = 0.15429$ in its header vs. $0.15492$ in its filename/Table 1
committed artifacts (details + certified replacement data in the artifact
bundle; neither affects any published row): the committed 0.21-row winding
log prints
(favorable containment direction — row unaffected), and the committed
0.19/0.18-row stored-sums artifacts contain 10 entries (all
imcomponents)that are nearest-rounded rather than floor-truncated at 20 digits (proven from
exact endpoints; certified corrected dumps supplied).
Verification
Paper and certificate bundle: https://doi.org/10.5281/zenodo.20724170 (digest
table in the paper's §Artifacts; MANIFEST.sha256 root-of-trust). The bundle is
self-contained; checkers are standalone (Python 3 + mpmath, or C sources
compiled against FLINT/Arb by the bundled script) and share no code with the
producers. Start with the bundle's front-page
THEOREM_MAP.md(machine-readableTHEOREM_MAP.json): one row per certificate leg of both chains — exactstatement proved, bundle path, manifest digests, toolchain pins, frozen
expected output, run command. Expected replay, from the bundle root:
Re-verification is cheap by design (the certificates function as the
"checksums" suggested in the same 2020 thread,
#comment-554639):
the heaviest single replay (full independent stored-sums re-march) is ~45
core-minutes; the barrier leg re-runs in ~256 cpu-s; everything else is
seconds-to-minutes.
Proposed page edit
constants/21a.md, "Known upper bounds" table — append:References — append:
Attribution
Criterion, approximation machinery, and production code: the Polymath15
project ([P2019],
km-git-acc/dbn_upper_bound). Height: [PT2021]. Value-classprior art: Rudolph [Dwars]'s 1 May 2020 blog comment (cited above). New-content
tag:
[MI2026], Mosaic Intelligence (@111111) — sameattribution as our submissions #92/#93/#94/#95.
AI assistance disclosure
This is a fully AI-derived result: the construction was found and certified by
Mosaic Intelligence's automated search-and-verification system, and the
submission text was AI-prepared. All numerical results and references were
independently re-run and verified before submission.